Quick Links
- Four Becomes Three: Regulation A Offerings Are Easier Now – An update on state laws
- A Short Summary of Regulation A – A two-page summary of the law
- Regulation A Primer – A more extensive, plain-English explanation
- Regulation A Timeline – A chart showing who needs to be involved, what needs to be done, and how long it takes
- Amendments and Supplements in a Regulation A Offering – Changes reported on Form 1-U, amendments, supplements and more
- Assembling the Team for a Regulation A Offering – A list of team members, with approximate costs
- Filing Financial Statements and Other Reports Under Regulation A – Making sense of the complicated rules for filing financial statements and other reports.
- Write Your Regulation A Offering Circular with Advertising in Mind – Make your lawyer speak with your marketing team and vice versa, even though they speak different languages.
- Rule 10b-5: The Hidden Disclosure Requirement in Regulation A – Preparing a Regulation A Offering Circular is as much an art as a science.
- Regulation A: What Country Do You See When You Wake Up? – What it means for a company to have its principal place of business in the U.S. or Canada.
- Amendments and Supplements in a Regulation A Offering – Do you have to file something with the SEC? If so, what and how?
Regulation A Updates & News
- Improving Legal Documents In Crowdfunding: How to Write A Biography For A Disclosure Document
In crowdfunding, your biography isn’t just a legal requirement – it’s your chance to win investor confidence. Learn how to turn a dry disclosure statement into a powerful credibility booster. - The Crowdfunding Bad Actors Rule: Applying For A Waiver
What factors matter and how to apply for waivers under the bad actor rules in crowdfunding Reg CF, Rule 506c and Regulation A - Four Becomes Three: Regulation A Offerings Are Easier Now
In this blog post from long ago, I wondered whether a company raising money through Regulation A could legally sell directly to investors. On one hand, …Continue reading Four Becomes Three: Regulation A Offerings Are Easier Now
- More Noise About Accredited Investors In Crowdfunding
The House of Representatives just passed not one, not two, but three different bills that would expand the definition of “accredited investor.” Does this mean the …Continue reading More Noise About Accredited Investors In Crowdfunding
- The Crowdfunding Bad Actor Rules Don’t Apply To InvestorsIt’s ok if your Crowdfunding investors are bad actors
- The SEC Can Stop Your Regulation A Offering At Any Time
The SEC has two powerful tools to stop your Regulation A offering anytime. Rule 258 Rule 258 allows the SEC to immediately suspend an offering if …Continue reading The SEC Can Stop Your Regulation A Offering At Any Time
- List OF Accredited Investors for PPMs
Every Private Placement Memorandum includes a list of accredited investors, summarizing 17 CFR §230.501(a). With the new definitions coming into effect on December 8th, I thought … - Why Everyone Benefits from the SEC’s New Crowdfunding Rules
To the delight of both issuers and investors, the SEC continues to make crowdfunding better as they have announced major changes to their crowdfunding rules. In …Continue reading Why Everyone Benefits from the SEC’s New Crowdfunding Rules
- Beneficiary Designations by Crowdfunding Issuers and Portals
Some Crowdfunding portals and issuers allow investors to designate a beneficiary, i.e., a person who will take ownership of the security (the LLC interest, debt instrument, …Continue reading Beneficiary Designations by Crowdfunding Issuers and Portals
- SEC Proposes Limited Exemptions For “Finders”
In theory, only broker-dealers registered under section 15 of the Exchange Act are allowed to receive compensation for connecting issuers with investors. In practice, the world …Continue reading SEC Proposes Limited Exemptions For “Finders”
Regulation A Webinar
In this one hour webinar with Howard Marks of StartEngine from September 26, 2016, we give an overview of Regulation A for issuers, investors, and portals.
Feel free to contact me directly:
Markley S. Roderick
Lex Nova Law
10 East Stow Road, Suite 250, Marlton, NJ 08053
P: 856.382.8402 | E: mroderick@lexnovalaw.com
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