I really appreciate the time you spend on my blog. To make the blog more useful, I’ve added a Legal Links section. To start, you’ll find links to:
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The JOBS Act
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Title II of the JOBS Act
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Title III Jobs Act
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Title IV of the JOBS Act
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Broker-Dealer Exemption of JOBS Act
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Regulation D
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Rule 506 of Regulation D
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Definition of “Accredited Investor”
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Regulation A+ Primer
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SEC Preamble to Regulation A+ (March 25, 2015)
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Regulation S
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Investment Company Act of 1940
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Investment Advisers Act of 1940
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Trust Indenture Act of 1939
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SEC Preamble to Rule 506(c) (July 10, 2013)
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Proposed Regulations Under Title III, With SEC Preamble (October 23, 2013)
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FINRA’s Proposed Rules for Title III Funding Portals
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SEC Compliance and Disclosure Interpretations (C&DIs) of 10/06/2017 Concerning Regulation A+
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SEC No-Action Letter to Citizen VC, Inc. (08/06/2015)
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SEC Compliance and Disclosure Interpretations (C&DIs) of 08/06/2015 Concerning General Solicitation
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SEC No-Action Letter to FundersClub (2013)
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SEC No-Action Letter to AngelList (2013)
I plan to add more links in the future and welcome your suggestions.
Feel free to contact me directly:
Mark Roderick
Lex Nova Law LLC
1810 Chapel Avenue West, Suite 200
Cherry Hill, NJ 08002
t:(856) 382-8402
e: mroderick@lexnovalaw.com