I really appreciate the time you spend on my blog. To make the blog more useful, I’ve added a Legal Links section. To start, you’ll find links to:

• The JOBS Act

• Title II of the JOBS Act

• Title III Jobs Act

• Title IV of the JOBS Act 

• Broker-Dealer Exemption of JOBS Act

• Regulation D

• Rule 506 of Regulation D

• Definition of “Accredited Investor”

• Regulation A+ Primer

• SEC Preamble to Regulation A+ (March 25, 2015)

• Regulation S 

• Investment Company Act of 1940 

• Investment Advisers Act of 1940

• Trust Indenture Act of 1939

• SEC Preamble to Rule 506(c) (July 10, 2013)

• Proposed Regulations Under Title III, With SEC Preamble (October 23, 2013)

• FINRA’s Proposed Rules for Title III Funding Portals

• SEC Compliance and Disclosure Interpretations (C&DIs) of 10/06/2017 Concerning Regulation A+

• SEC No-Action Letter to Citizen VC, Inc. (08/06/2015)

• SEC Compliance and Disclosure Interpretations (C&DIs) of 08/06/2015 Concerning General Solicitation

• SEC No-Action Letter to FundersClub (2013)

• SEC No-Action Letter to AngelList (2013)

 I plan to add more links in the future and welcome your suggestions.

Feel free to contact me directly: 

Mark Roderick
Lex Nova Law LLC
1810 Chapel Avenue West, Suite 200
Cherry Hill, NJ 08002
t:(856) 382-8402
e: mroderick@lexnovalaw.com